ISO 45001 Record Control Plan Template

by Alex .

clusionWhen implementing an ISO 45001 Occupational Health and Safety Management System, having a thorough Record Control Plan is essential to ensure compliance and traceability. Without proper record-keeping, it can be challenging to track and monitor the effectiveness of your health and safety processes.

ISO 45001 Record Control Plan

To assist in this process, we have developed a comprehensive ISO 45001 Record Control Plan Template that you can use to streamline your documentation and record-keeping efforts. This template will help you organize and maintain all necessary records in a systematic and efficient manner, ensuring that you are fully compliant with ISO 45001 requirements. Read on to learn more about how this template can benefit your organization.

Importance of Record Control in Health and Safety Management 

Record control is a crucial aspect of health and safety management, especially in compliance with ISO 45001 standards. Effective record control ensures that important information related to health and safety within an organization is accurately documented, maintained, and easily accessible when needed. Here are some reasons why record control is important in health and safety management:

  1. Legal Compliance: Keeping accurate records of health and safety incidents, risk assessments, training programs, and compliance audits helps organizations demonstrate their commitment to legal requirements. This can help in proving compliance with health and safety regulations and standards, reducing the risk of fines or legal actions.
  2. Continuous Improvement: By maintaining detailed records of incidents, near misses, and corrective actions, organizations can analyze trends and identify areas for improvement in their health and safety management systems. This information can be used to develop and implement better strategies to prevent accidents and injuries in the workplace.
  3. Accountability: Clear and comprehensive records help establish accountability within an organization. By documenting responsibilities, actions taken, and outcomes, organizations can track the effectiveness of their health and safety measures and hold individuals accountable for their roles in implementing and maintaining a safe work environment.
  4. Communication: Well-maintained records help in the effective communication of health and safety information within an organization. They provide a centralized source of information that can be easily shared with employees, management, and external stakeholders, helping to raise awareness and promote a safety culture.
  5. Monitoring and Reporting: Records provide valuable data that can be used to monitor the performance of health and safety management systems. Regular review of records allows organizations to track progress, identify areas of concern, and report on key performance indicators related to health and safety to stakeholders.

The record control is a fundamental aspect of health and safety management as it helps organizations meet legal requirements, drive continuous improvement, establish accountability, facilitate communication, and monitor performance. By implementing effective record control practices, organizations can ensure a safe and healthy work environment for their employees and stakeholders.

Benefits of Utilizing a Standardized Template for Record Control

  1. Consistency: By utilizing a standardized template for record control, organizations can ensure consistency in the format, structure, and content of their records. This can help to streamline processes and improve efficiency.
  2. Compliance: A standardized template can help organizations ensure they are meeting the requirements of ISO 45001 and other relevant regulations and standards related to record control. This can help to demonstrate compliance during audits and inspections.
  3. Accessibility: Having a standardized template for record control can make it easier for employees to find and use records when needed. This can help to improve communication, decision-making, and overall organizational performance.
  4. Efficiency: Using a standardized template can save time and resources by providing a ready-made framework for recording and managing information. This can help to reduce errors, duplication, and confusion, leading to improved productivity.
  5. Continuous Improvement: By implementing a standardized template for record control, organizations can establish a consistent process for capturing and analyzing data. This can help them identify areas for improvement and track progress towards their health and safety objectives.
  6. Quality: Implementing a standardized template for record control can help organizations maintain high-quality records that are accurate, complete, and reliable. This can enhance the organization's reputation and build trust with stakeholders.

Overall, utilizing a standardized template for record control can help organizations to achieve greater consistency, compliance, accessibility, efficiency, continuous improvement, and quality in their health and safety management systems.

ISO 45001 Record Control Plan

Best Practices for Maintaining Compliance with ISO 45001 Standards.

  1. Develop and implement a Record Control Plan that outlines the process for managing all records related to compliance with ISO 45001 standards. This plan should include procedures for creating, organizing, storing, retrieving, and disposing of records in a systematic and structured manner.
  2. Ensure that all records are documented in the English language to facilitate understanding and accessibility for all relevant stakeholders, including employees, auditors, and regulators.
  3. Establish clear guidelines for record retention periods based on legal requirements, industry standards, and organizational needs. Regularly review and update these retention periods to ensure compliance with ISO 45001 standards.
  4. Designate responsible individuals or teams to oversee the implementation of the Record Control Plan and monitor compliance with record-keeping requirements. Provide adequate training and resources to support these efforts.
  5. Implement a secure and centralized system for managing electronic and physical records, including document management software, cloud storage solutions, or physical filing systems. Ensure that access to records is restricted to authorized personnel only.
  6. Conduct regular audits and inspections of record-keeping practices to identify any gaps or non-compliance issues. Take corrective actions as needed to address deficiencies and improve overall record management processes.
  7. Communicate the importance of record control and compliance with ISO 45001 standards to all employees and stakeholders. Encourage a culture of accountability and transparency in record-keeping practices.
  8. Continuously review and improve the Record Control Plan to adapt to changes in regulations, industry best practices, and organizational needs. Stay informed about updates to ISO 45001 standards and incorporate any relevant changes into the plan.
  9. Document all decisions, actions, and changes related to record control in accordance with the Record Control Plan. Maintain clear and detailed records of all record-keeping activities to demonstrate compliance with ISO 45001 standards during audits and assessments.
  10. Regularly review and assess the effectiveness of the Record Control Plan in maintaining compliance with ISO 45001 standards. Seek feedback from stakeholders and make adjustments as necessary to ensure ongoing success in record management and regulatory compliance.


In conclusion, utilizing a well-structured ISO 45001 record control plan template is essential for ensuring compliance with occupational health and safety requirements. By implementing this template, organizations can effectively manage their records, maintain accurate documentation, and demonstrate conformity with ISO 45001 standards. To access our comprehensive ISO 45001 Record Control Plan Template, please click the link provided.

ISO 46001